Saturday, October 29, 2005


The evil but necessary Kirk. Posted by Picasa
Star Trek: The Inner Ape and The Enemy Within

by William S. Kowinski


“The Enemy Within” is one of the foundation episodes of Star Trek. It premiered early in the first season of the original series, the fifth to be broadcast. It’s the “two Kirks” episode, the good Kirk and the bad Kirk split off from each other. Its treatment of human nature, of accommodating the dark side rather than denying it, has become integral to the Star Trek definition of what it means to be human.

The insights of this episode were given a new twist recently by a thesis contained in Our Inner Ape, a recent book by primatologist Frans de Waal. He contends that we actually have two inner apes---the heritage of two ape species with very different ways of dealing with the world.

The story and script for “The Enemy Within” were created by Richard Matheson, already an important science fiction and fantasy author, and a consummate professional as a movie and television episode scriptwriter. In 1966 he was probably best known as the author of the novel and screenplay for one of the better “radiation mutation” science fiction films of the 1950s, “The Incredible Shrinking Man,” directed by Jack Arnold, among the most imaginative and literate filmmakers of the period working in s/f and fantasy.

In addition to his scripts for genre series television, Matheson wrote the classic “Duel” for Steven Spielberg, and adapted “The Martian Chronicles” as a miniseries (prompting author Ray Bradbury to call him “one of the most important authors of the 20th century.”) He wrote the book and script for the 1998 movie, “What Dreams May Come,” and the script for “The Omega Man,” the second film adaptation of his novel, I Am Legend. He’s done the third adaptation of it for a movie scheduled for next year, currently with the novel’s title.

So let’s review the episode. This isn’t the “Mirror, Mirror” mirror universe bad Kirk/good Kirk, where the underlying theme was choice between two paths of conduct (as it was in Star Trek Nemesis, when Captain Picard confronts his clone.) In “The Enemy Within,” a transporter malfunction splits the Captain into two Kirks: a good one (intelligent, compassionate and brave and a very bad one (violent, all appetite and action, and obsessed with survival.)

Shatner plays the bad Kirk as an animal, crouching like an ape, delighted with sensory life. As soon as he gets off the transporter pad he runs his hands over the surfaces of the controls. He’s ecstatic to feel, and he wants more. He is governed by his appetites—heading for Dr. McCoy’s brandy, and then he sexually assaults Yeoman Rand before punching out a young male technician to make his escape.

The good Kirk is puzzled, he is drawn to stillness and contemplation. He can barely understand the evil propelling his double. When they meet, he advances with the certainty of reason. His evil twin cowers, then strikes out. Only Spock’s Vulcan neck pinch prevents him from killing the good Kirk with a phaser blast. (Nimoy invented the neck pinch in this episode, enlisting Shatner to demonstrate it to director Leo Penn, who used some imaginative shots to set the mood for this story. The script called for Spock to knock out the bad Kirk with the butt of his phaser. Nimoy felt Spock would find a more elegant way to disable an enemy.)

Rosalind Cash and Charleton Heston in Matheson's "Omega Man," to be remade for release in 2007. Posted by Picasa
Good Plus Evil

The simplistic idea of drama focuses on conflict, and the simplest as well as most comforting conflict is between the good guys and the bad guys, the good Force and the Dark Side. That all humans have both good and evil within them is often a theme or a subtext in more sophisticated dramatic storytelling. Critic Stephen Schiff sees it as the essential quality of Film Noir, for example. “No movie can rightly call itself noir unless it locates the nexus of weakness and evil in hero and villain alike,” he writes, “unless it convinces us that we are all capable of terrible deeds, that the fiend is merely the good guy turned inside out.”

If you’ve seen the new Sherlock Holmes TV movie, “ The Case of The Silk Stocking” (broadcast in the U.S. recently on PBS) Rupert Everett as Holmes has this noir flavor.

But this Star Trek episode extends the idea beyond this relationship of opposites. It begins to define how they relate, and how they need each other. As he observes the good Kirk becoming more indecisive, Spock proposes a theory with a barely controlled aggressiveness: Kirk is losing his force of will because his power of decision comes from his negative half.

Spock defines the bifurcation: “His negative side, which you call hostility, lust, violence, and his positive side, which earth people describe as compassion, love, tenderness.” Then he asks, “What is it makes one man an exceptional leader? We see indications that it is his negative side that makes him strong---that his evil side, if you will, properly controlled and disciplined, is vital to his strength.”

This is the apparently dispassionate analysis of the logical Vulcan. But he finishes with a cryptic comment that ends with a double meaning. “If I seem to be insensitive to what you’re going through,” Spock says to the good Kirk, “understand, it’s the way I am.”

Kirk faces losing his command unless his two sides can be reintegrated. Yet it sickens his good side to accept this. Later when he is alone with Dr. McCoy, he expresses it. “I have to take him back inside myself, I can’t survive without him. I don’t want to take him back! He’s a thoughtless, brutal animal! Yet it’s me! Me!”

Bones has brought them each a glass of brandy. “Jim, you’re no different than anyone else. We all have our darker side. We need it. It’s half of what we are. It’s not really ugly—it’s human. Yes, human. A lot of what he is makes you the man you are” McCoy is forced to agree with Spock, “Your strength of command lies mostly in him.”

“What do I have?” the good Kirk asks. “You have the goodness…” “Not enough!” “The intelligence, the logic---it appears your half has most of those, and perhaps that’s where man’s essential courage comes from. For, you see, he was afraid. You weren’t.”

This is another unusual and intriguing idea. We often think of courage as being physical, as “animal courage.” But McCoy suggests it is a product of consciousness.

Spock picks up this theme when he insists that the good Kirk must take the bad Kirk through the transporter, despite the risk that both may die. They learned of the splitting phenomenon when an animal beamed up from the surface also had a second, snarling self. When they tried to reintegrate them, the single animal returned dead. Spock insists the animal died of shock, frightened by the reintegration it couldn’t understand. “You have your intelligence controlling your fear.”

After McCoy insists this is only a theory, Spock pays off his earlier comment. When he said, “this is the way I am,” he meant his life dealing with two halves is "the way I am." “Being split in two is no theory with me, Doctor. I have a human half as well as an alien half, submerged, constantly at war with each other...I survive it because my intelligence wins out over both, makes them live together.”

The good Kirk takes the chance, and the transporter magic reintegrates the two halves into the single decisive but good captain, who saves Sulu and the other men who have been freezing to death on the planet below while all this was happening aboard the Enterprise.

The good Kirk: aghast at the truth of his dual nature. Posted by Picasa
The Thin Thread

One of the aspects of science fiction, and especially original series Star Trek, that makes its allegories so vivid is their innocence. The human encounter with strange new worlds is often an innocent encounter with a perennial human dilemma. In this case, our 23rd century spacefarers are reinventing insights of the early 20th century psychologists, particularly Carl Jung. (By the 24th century, Counselor Troi will have caught up on that reading.)

Jung adopted Freud’s theory of the relationship between the human consciousness and the human unconscious, though he modified it and made it a good deal richer. Jung’s idea of the unconscious included primitive ideas and feelings inherited from our animal natures, but a lot more than that.

Specifically he posited something he called the shadow, a part of the unconscious where the unwanted and unapproved parts of ourselves reside. They are usually what we’d call evil, but can also be good qualities that our society forces us to repress, like the impulse to give away all your money to a homeless person who somehow touches your heart at that moment.

As in this Star Trek episode, Jung suggests that our shadows are not only part of us, but necessary parts of us. (A good explanation of Jung’s ideas of the shadow, as well as suggestions for integrating it into our lives, is Robert A. Johnson’s short book --just over a hundred pages-- called Owning Your Own Shadow.)

What Spock and McCoy call “intelligence” in this episode, Jung calls “consciousness.” The human struggle is to integrate as much of the unconsciousness into consciousness as possible, while allowing the unconscious its integrity, and respecting its power. Many of the tools of consciousness Jung talked about—the concepts of projection, denial, and transference---are ways by which the individual monitors the often deceptive workings of the unconsciousness.

For Jung, this process is not just important to each individual---to understand the forces and workings of the unconscious is vital to our survival as societies and perhaps as a species. He was especially insistent about this in the 1950s, in the early atomic age. “The world hangs on a thin thread,” he said in a video interview. “That thread is the human psyche… We are the great danger. The psyche is the great danger.” But we know nothing about it, he added. Nobody gives credit to the idea that the psychic processes of the ordinary human have any importance. But, Jung maintained, the future of mankind depends very much on ordinary humans recognizing the shadow in themselves and in their societies.

Respecting the power of the unconscious and honoring its contribution while conscientiously applying consciousness and intelligence to guide behavior are central to Jung’s psychology and to this Star Trek episode. But recently a new perspective on these matters comes from another discipline---the study of fellow primates in the wild.

Kirk faces himself again, this time to comic effect, in Star Trek VI: The Undiscovered Country. Posted by Picasa
The Animal Within

I’ve only seen Temple Grandin’s New York Times review of The Inner Ape and some online description by the author, although I have read some of Frans de Waal’s other work. De Waal is one of those who have been studying primate and other animal behavior without the limiting prejudices of earlier science. Scientists need a theory to guide them, but they can be so entranced by that theory that their observations are incomplete or inaccurate. For example, it was an axiom that humans are the only species to use tools, and so for generations scientists missed the evidence in front of their noses of many other species using tools.

They also became captivated by a particular interpretation of Darwinian evolution and the individual organism’s struggle for survival, later even more restricted to the single-minded behavior of the “selfish gene.” They devalued the role that the group plays in the lives of social species, such as primates.

So they missed obvious if somewhat subtle kinds of behavior that ran counter to their theories, especially of struggle. They missed, in particular, examples of altruism, empathy and conciliatory behavior, and important rituals of conflict avoidance and resolution. These turn out to be very important for animals whose health, mental and emotional stability, and survival depends on being an individual with roles and relationships in the group.

De Waal and others wrote about this in a volume De Waal co-edited called Natural Conflict Resolution. In The Inner Ape, he writes specifically about two ape species, the familiar chimpanzees and a species studied only recently, the bonobos.

In the wild, chimp society is a male-dominated hierarchy. They hunt for meat and will kill members of rival chimp bands, even chimps they’ve known for a long time, if they become members of another group. Male chimps sometimes kill infants sired by other males.

This was the template for most ideas about primates, and therefore about “primitive” humans and basic human nature before the social controls of civilization and reason. But that’s partly because nobody knew much about the bonobos.

The bonobos are nearly opposite to chimp society: matrilineal and peace-loving, they make love, not war. They are also skilled at conciliation and have been known to exhibit compassion, even for other species (a bonobo in a zoo was seen tending to an injured starling.) Within their species, they take care of frail elders rather than let them die or kill them when they can’t keep up.

The old model of human nature attributes our violence and extreme passions to our instincts and animal natures, while our conciliatory or altruistic behavior or even self-controlled behavior to the education and moral instruction---and the police controls--- of manmade institutions.

But De Waal’s two species shows that both sides of human behavior are part of our natural heritage. We are as close genetically to the bonobos as we are to the chimpanzees.

De Waal’s research also suggests, as does Jung and “The Enemy Within,” that both lines of this heritage are useful if not crucial to us. When Berlin was bombed in World War II, all the gentle bonobos in the zoo died of heart failure. All the chimps survived.

There is another aspect to de Waal’s research that bears on the Star Trek view of human nature. While we have both sides within us, we all have a natural ability to learn a better way. He writes of an experiment involving two species of monkeys, the aggressive rhesus and the gentler stumptails. Young rhesus monkeys raised in stumptail society picked up their more peaceful ways of settling disputes. They continued to use these skills even when returned to rhesus society.

It’s important to add that chimps, like many other species, also have a gentler side. Much of their group activity is grooming each other, playing and learning from each other. Since chimps have been trainable and even domesticated to a degree, they aren’t only violent.

The message of "The Enemy Within" is the same as the message of Jungian psychology: our dark side is essential to who we are. The message of de Waal’s book is that our nature is not only dark, but also consists of natural goodness, compassion, and a kind of moral responsibility.

What all three have in common is the message of choice. De Waal’s book suggests that if chimps can be taught a different way of dealing with conflict, so can we. As conscious beings, we have the power of decision. Once we accept our darker side---the shadow, the great unknown of the unconscious--- and the power it has over us, then we can choose. It’s not always easy, and it’s not successful every time, but we can keep at it.

Kirk recognizes this in another original series episode when he concedes that “we are killers---but we aren’t going to kill…today.” He is more explicit about the dynamic at the end of Star Trek: The Motion Picture, when he talks about what V’ger took from the merging of machine and human it so desperately wanted and needed: "I think we gave it the ability to create its own sense of purpose," Kirk says, "out of our own human weaknesses, and the drive that compels us to overcome them."

It's also important for us to remember our dual natures when we feel compelled to divide the world into the virtuous and the evildoers. Apart from the human habit of projecting elements of ourselves we are ashamed or afraid of and attributing them to the Other, the alien, the enemy without, we must recognize that we all share the potential for evil and for good. Star Trek carried this approach forward in various ways--for example, by giving aliens their reasons for doing what they were doing, or feelings and reactions we can recognize in ourselves.

Yes, there are evil acts, and everyone has a right to defend themselves against violence and subjugation. But only those who stand to gain from violence will refuse to look for underlying causes that might be addressed. The great breakthrough in U.S. Soviet relations arguably occurred when President Kennedy recognized the similiarities, and that "we are all mortal."

We don't have to apologize for the negative side of ourselves, because even it has positive effects: our appetites are part of our drive to survive, and our aggressive energy is part of our ability and momentum to strive, explore, solve problems, to focus our intuitions and knowledge to make decisions, to experiment, and even to shake things up with pranks and audacity. It also helps us marshal our physical energies for a purpose.

Yet recognizing the capacity for evil in ourselves is also a step towards compassion, just as recognizing the good in ourselves is a step towards honoring that compassion.